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Form 10-K
Results: 2358

#	Item
771	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 5, 2014 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-05 09:46:35 Financial accounting Financial markets Valuation Form 10-K Finance SEC filings Financial economics
772	INITIAL DECISION RELEASE NO. 726 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-23 10:09:18 Form 10-K Securities and Exchange Commission Form 10-Q U.S. Securities and Exchange Commission Form 8-K Securities and Exchange Commission Financial regulation Finance SEC filings Government Securities Exchange Act
773	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 10, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-09 18:17:28 Financial economics Schedule 13G Rule 13D Schedule 13D Form 10-K Form 4 Securities Exchange Act 13D Insider trading SEC filings Finance Business
774	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 18, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-18 04:44:30 73rd United States Congress Government Financial regulation Finance Securities Exchange Act U.S. Securities and Exchange Commission Form 10-K Securities and Exchange Commission Form 10-Q Securities and Exchange Commission SEC filings United States securities law United States Securities and Exchange Commission
775	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]September 24, 2014 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-24 11:28:54 United States Securities and Exchange Commission Financial regulation Finance Business Securities Exchange Act U.S. Securities and Exchange Commission Form 10-K Securities Act Saba Software SEC filings United States securities law 73rd United States Congress
776	Circular Letter No[removed]): "Penalties for Non-Compliance with the Filing Requirements Set Forth in Insurance Law §§ 307 and 308" Add to Reading List Source URL: www.dfs.ny.gov Language: English - Date: 2011-09-30 12:29:22 Financial institutions Institutional investors Business Annual report Insurance Life insurance Form 10-K Regulation S-X Financial statements Finance SEC filings
777	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 10, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-09 18:19:42 Financial regulation Rule 13D Schedule 13D Securities Exchange Act Form 10-K Form 4 Schedule 13G 13D U.S. Securities and Exchange Commission SEC filings Business Finance
778	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 10, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-10 16:56:00 Securities Exchange Act Form 10-K Securities and Exchange Commission Form 10-Q U.S. Securities and Exchange Commission Financial regulation Finance Form 6K SEC filings Form 20-F Government
779	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 30, 2014 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-30 14:43:52 Internal control Audit Committee of Sponsoring Organizations of the Treadway Commission Form 10-K Financial audit Financial statement Securities Exchange Act External auditor Inventory Auditing Business Sarbanes–Oxley Act
780	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 26, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-26 11:03:26 Securities and Exchange Commission Form 10-Q Government Financial regulation Finance Form 10-K SEC filings Securities Exchange Act U.S. Securities and Exchange Commission

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